Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lipp is a financial advisor at Stifel, Nicolaus & Company, Inc. based in Frisco, Texas. Steven has been in the financial industry since March 28, 2000. Steven has experience working with a range of clients including individuals, high-net-worth individuals, corporations, businesses, and pension and profit-sharing plans. Steven is registered with the state of Texas and is also licensed to provide investment advisory services in Colorado, Indiana, Montana, North Carolina, North Dakota, Tennessee, Virginia and other states. Steven is a registered principal and has passed numerous industry exams including the Series 7, Series 63, Series 65, Series 24, and Series 31. Steven is also a partner in Stone Road Farms LLC which raises and sells grass fed beef.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (FRISCO TX)
TX
04/06/2011 - 11/29/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
12/03/2010 - 03/03/2011
AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)
CO
06/15/2009 - 09/04/2009
U.S. BANCORP INVESTMENTS, INC. (COLORADO SPRINGS CO)
TX
06/27/2003 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
NY
08/11/1998 - 06/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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