Unclaimed
Steven Lerman is an investment advisor representative who has been in the financial industry for 15 years. Steven is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2009. Steven is licensed in several states including Arkansas, California, Colorado, Florida, Hawaii, Illinois, Nevada, New York, North Carolina, Oklahoma, Oregon, Tennessee, Texas, Virginia, Washington, Wisconsin and Wyoming. Steven is a graduate of the University of Southern California and holds a bachelor's degree in business administration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2023 - Present
Wells Fargo Clearing Services, LLC (PALM DESERT CA)
BOTH
Issued 04/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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