Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kessler is a financial advisor with over 20 years of experience in the financial services industry. Steven is currently registered with Morgan Stanley and has previously worked for Fidelity Brokerage Services LLC and The Equitable Life Assurance Society of the United States. Steven holds the Series 6, 7, 9, 10, 63, and 66 licenses, as well as the SIE exam. Steven specializes in providing financial advice to individuals, businesses, investment clubs, charitable organizations, insurance companies, investment companies, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities. Steven is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
03/24/2023 - Present
Morgan Stanley (Fort Worth TX)
TX
07/31/2000 - 10/01/2021
FIDELITY BROKERAGE SERVICES LLC (FORT WORTH TX)
RI
02/17/1998 - 05/05/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
11/13/1997 - 12/09/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/13/1997 - 12/09/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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