Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ostrofsky is a financial advisor with over 39 years of experience in the industry. Steven is currently registered with Middlegate Securities Inc. in New York and has previously worked with Robert M. Cohen & Co., Inc., Steinberg & Lyman, and D. H. Blair & Co., Inc. Steven holds Series 7, 24, 27, 55, 63, 79TO, 99TO, and SIE licenses. Steven is registered in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/11/1988 - Present
Middlegate Securities Inc. (NEW YORK NY)
NY
07/12/1989 - 10/30/1989
ROBERT M. COHEN & CO., INC. (GREAT NECK NY)
NA
11/20/1984 - 04/21/1988
STEINBERG & LYMAN
NA
10/04/1983 - 09/26/1984
D. H. BLAIR & CO., INC.
BC
Issued 02/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/19/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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