Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ortiz is a financial advisor with Mutual of America Securities LLC. Steven has been in the industry since 2000. Prior to joining Mutual of America Securities LLC, Steven was employed by MUTUAL OF AMERICA LIFE INSURANCE COMPANY and CITICORP INVESTMENT SERVICES. Steven is licensed in all 50 states. Steven has obtained the Series 6, Series 7, Series 63 and Series 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
06/08/2005 - Present
Mutual OF America Securities LLC (AKRON OH)
NY
06/08/2005 - 11/09/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
01/02/2000 - 05/26/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 11/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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