Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ortega is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Norwalk, CT. Steven has over 30 years of experience in the financial services industry. Steven is registered as a Broker-Dealer and Investment Advisor in Connecticut and Texas. Steven offers financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
01/26/2023 - Present
Cambridge Investment Research Advisors, Inc. (Norwalk CT)
TX
03/06/2009 - 05/20/2013
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (FT. WORTH TX)
CT
10/20/2004 - 03/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (STAMFORD CT)
NY
01/06/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
08/21/2002 - 10/14/2002
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
MA
11/06/2000 - 05/28/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/06/2000 - 05/28/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NC
09/01/1998 - 12/22/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/27/1997 - 09/08/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/18/1995 - 06/17/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
TX
09/22/1989 - 07/18/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/29/1988 - 05/25/1988
OPPENHEIMER & CO., INC.
NA
08/18/1987 - 02/05/1988
L. F. ROTHSCHILD & CO. INCORPORATED
IA
Issued 06/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 01/05/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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