Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Olson is a financial advisor with over 30 years of experience in the industry. Currently, Steven is registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Steven worked with several firms including J.P. Morgan Institutional Investments Inc., JPMorgan Distribution Services, Inc., BANC ONE SECURITIES CORPORATION, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., STRONG FUNDS DISTRIBUTORS, INC., ZIONS INVESTMENT SECURITIES, INC., and PIPER, JAFFRAY & HOPWOOD INCORPORATED. Steven holds FINRA Series 63, 65, 7 and 24 licenses. Steven is also a Registered Representative of Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/23/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
01/03/2011 - 10/03/2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
CA
01/30/2001 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (SAN FRANCISCO CA)
IL
07/27/1999 - 12/31/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
03/26/1996 - 06/18/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
WI
12/21/1994 - 03/07/1996
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
IL
01/14/1992 - 11/17/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
UT
05/12/1989 - 01/22/1992
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
NA
06/01/1988 - 05/18/1989
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 09/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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