Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ochoa is a financial professional with over 1 year of experience in the financial services industry. Steven has a strong foundation in the industry, having previously worked at Charles Schwab & Co., Inc.. Steven currently works at Fidelity Brokerage Services LLC. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO and SIE licenses. Steven is also registered with the state of Florida. Steven is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/05/2024 - Present
Fidelity Brokerage Services LLC (BOCA RATON FL)
FL
01/23/2023 - 01/12/2024
CHARLES SCHWAB & CO., INC. (Orlando FL)
BC
Issued 09/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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