Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Anthony Casella is a financial advisor with over 29 years of experience in the industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Steven Anthony Casella worked at BANC OF AMERICA INVESTMENT SERVICES, INC., DOMINICK & DOMINICK LLC, CREDIT SUISSE FIRST BOSTON LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and J.P. MORGAN SECURITIES INC. Steven Anthony Casella holds Series 63, Series 65, Series 7, and SIE licenses and is registered in 13 states. He specializes in providing a wide range of investment services, including portfolio management, financial planning, pension consulting, educational seminars, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
11/16/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
09/03/2004 - 11/06/2006
DOMINICK & DOMINICK LLC (NEW YORK NY)
NY
11/07/2000 - 09/21/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
03/11/1996 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/19/1993 - 03/19/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 1/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/6/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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