Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Norman Coulis is a financial advisor with Finalis Securities LLC in New York, NY. Steven has been in the financial services industry since 2007. Steven is a registered representative with FINRA and holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/11/2022 - Present
Finalis Securities LLC (New York NY)
NY
09/04/2019 - 04/01/2020
SDDCO BROKERAGE ADVISORS LLC (New York NY)
NY
09/22/2008 - 10/24/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/30/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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