Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Norman Carney is a financial advisor registered with Edward Jones. Steven is a Registered Representative, Investment Advisor Representative and a Securities Principal. Steven has been in the industry for 28 years and joined Edward Jones in January 2020. Prior to that, Steven worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and TD Waterhouse Investor Services, Inc. Steven holds FINRA licenses for Series 7, 9, 10, 52, 53, 63, 66, and 99 and is registered to sell securities in Arizona and New Jersey. Steven is a well-rounded financial advisor with expertise in portfolio management, financial planning, and pension consulting. Steven has a strong track record of working with high-net-worth individuals, corporations and businesses, and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/31/2020 - Present
Edward Jones (ST LOUIS MO)
MO
01/14/2020 - 01/30/2020
EDWARD JONES (ST. LOUIS MO)
NJ
12/14/2004 - 04/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NE
07/19/2000 - 12/08/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
02/24/1994 - 06/27/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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