Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nord Dahlquist is a financial advisor with Ameriprise Financial Services, LLC. Steven has been in the industry since May 2, 1975. Steven has passed the Series 7, Series 63, and Series 65 exams and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Steven is also registered with the following states: Alabama, Arizona, California, Florida, Georgia, Indiana, Kentucky, Maryland, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, and Washington. Steven has a long history of working in the financial services industry. Steven's previous employers include Securities America, Inc., The Leaders Group, Inc., Oppenheimer & Co. Inc., Stanford Group Company, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Steven's specializations include financial planning, portfolio management, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/29/2021 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
FL
07/30/2012 - 10/29/2021
SECURITIES AMERICA, INC. (SARASOTA FL)
FL
06/10/2009 - 07/31/2012
THE LEADERS GROUP, INC. (SARASOTA FL)
FL
03/20/2009 - 07/06/2009
OPPENHEIMER & CO. INC. (TAMPA FL)
FL
09/10/2008 - 03/16/2009
STANFORD GROUP COMPANY (LONGBOAT KEY FL)
FL
10/20/1980 - 05/15/2007
AXA ADVISORS, LLC (SARASOTA FL)
NY
01/02/1974 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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