Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Henrichs has been in the financial services industry for over 22 years, with his career beginning on November 21, 2000. He has held a Series 6, Series 7, and Series 63 license since 2000. Steven holds the SIE license and is registered with FINRA and is currently associated with Vanguard Marketing Corp., where he began working on May 1, 2000. Steven is licensed to provide investment advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
11/21/2000 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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