Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Carlsen is a financial advisor with LPL Financial LLC, located in Rancho Palos Verdes, California. Steven has over 35 years of experience in the financial services industry. Prior to joining LPL Financial LLC, Steven was a financial advisor with Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven is a licensed investment advisor representative in California and Texas. He is also registered as a Registered Representative with FINRA. Steven holds the Series 7, Series 63, and Series 65 licenses. Steven specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/23/2021 - Present
LPL Financial LLC (RANCHO PALOS VERDES CA)
CA
02/22/2007 - 07/01/2021
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
CA
09/24/1990 - 02/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LONG BEACH CA)
MO
09/04/1990 - 09/26/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/21/1986 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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