Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nan Gwon is a financial advisor who has been in the industry since 1984. Steven is currently registered with Stifel, Nicolaus & Company, Inc. in White Plains, New York. Steven has previously worked for Ryan Beck & Co., Citigroup Global Markets Inc., Gruntal & Co., L.L.C., and Herzfeld & Stern Inc. Steven is licensed to provide advisory services in several states and has passed the Series 7, Series 63, and Series 65 exams, in addition to the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (WHITE PLAINS NY)
NY
04/29/2002 - 07/10/2007
RYAN BECK & CO. (WHITE PLAINS NY)
NY
05/05/2003 - 05/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/1985 - 05/17/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
03/22/1984 - 10/01/1985
HERZFELD & STERN INC.
NA
08/15/1985 - 08/26/1985
GRUNTAL & CO. INCORPORATED
IA
Issued 11/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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