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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nadler is a financial advisor at RBC Capital Markets, LLC, based in New York, NY. Steven has over 39 years of experience in the financial services industry, holding registrations in multiple states across the country. Steven has expertise in providing financial planning, portfolio management for individuals and businesses, as well as pension consulting. He specializes in serving high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. Steven has previously held positions at Morgan Stanley, Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., and Atlantic Group Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/16/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
06/01/2009 - 03/19/2018
MORGAN STANLEY (NEW YORK NY)
NY
04/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/22/2005 - 05/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
PA
01/07/2004 - 03/29/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
12/10/1999 - 01/07/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NJ
06/04/1997 - 12/08/1999
ATLANTIC GROUP SECURITIES, INC. (MILLBURN NJ)
NY
04/26/1983 - 08/29/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
IA
Issued 04/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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