Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Perlman is a financial advisor with over 25 years of experience in the industry. He is currently registered with Janney Montgomery Scott LLC as a registered representative and investment advisor. Previously, Steven worked with Raymond James & Associates, Inc. and Morgan Stanley DW Inc. Steven holds licenses for Series 7, 31, 63, and 65 and has passed the Securities Industry Essentials Exam. Steven is a Registered Representative in the state of Massachusetts and is an Investment Advisor Representative in Texas. Steven has helped a wide range of clients achieve their financial goals through a variety of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
09/24/2024 - Present
Janney Montgomery Scott LLC (BOSTON MA)
MA
04/21/2006 - 06/01/2018
RAYMOND JAMES & ASSOCIATES, INC. (WELLESLEY HILLS MA)
NY
08/22/1994 - 04/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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