Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Morgan is a financial advisor with Grove Point Advisors, LLC, based in Rockville, MD. Steven has been working in the financial services industry since December 1991. Steven has experience in various areas, including financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
03/14/2022 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
08/21/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
08/31/2012 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NJ
08/31/2012 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
08/31/2012 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
05/19/2008 - 08/14/2012
TFS SECURITIES, INC. (LINCROFT NJ)
NJ
02/16/2006 - 05/14/2008
IFMG SECURITIES, INC. (RED BANK NJ)
NJ
03/01/1999 - 12/07/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
09/19/1994 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
12/20/1988 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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