Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mallah is a financial advisor who has been working in the industry since October 22, 1987. Steven is currently registered with UBS Financial Services Inc. and has been working with them since January 2015. Steven previously worked with Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Lehman Brothers Inc., Halpert and Company, Inc., and Fitzgerald, Talman, Inc. Steven is licensed to provide financial services in several states, including Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/08/2021 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
06/01/2009 - 01/22/2015
MORGAN STANLEY (BOCA RATON FL)
FL
04/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
07/01/2003 - 05/02/2008
WACHOVIA SECURITIES, LLC (BOCA RATON FL)
NY
08/30/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/30/1991 - 11/17/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/17/1989 - 10/01/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/18/1987 - 12/12/1988
HALPERT AND COMPANY, INC.
NA
08/18/1987 - 10/08/1987
FITZGERALD, TALMAN, INC.
IA
Issued 08/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Mallah is the right advisor for you? Invested Better is here to help.
