Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Laska is a financial advisor with CWM, LLC and has been in the industry since 2000. Steven has held positions with other firms such as GFA Securities, LLC, Steben & Company, Inc., and SEI Investments Distribution Co. Steven currently holds licenses for Investment Advisor Representative in several states including Florida, Illinois, Louisiana, New York, and North Carolina. Steven also holds the Series 6, 3, 22, 63, 65 and 30 licenses. Steven is a specialist in Retirement Plans, Insurance, and Investment Advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NC
06/07/2021 - Present
CWM, LLC (Raleigh NC)
NY
06/20/2012 - 02/12/2014
GFA SECURITIES, LLC (NEW YORK NY)
MN
06/17/2008 - 06/21/2012
STEBEN & COMPANY, INC. (EXCELSIOR MN)
PA
05/08/2000 - 03/24/2003
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NY
06/04/1997 - 05/28/1998
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
PA
11/10/1995 - 05/30/1997
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 07/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2008
Series 30 - NFA Branch Manager Examination
BC
Issued 10/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/10/2008
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/2008
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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