Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Zimmerman is a financial professional with over 24 years of experience in the financial services industry. Steven has held a variety of roles at financial institutions, including Investors Capital Corp. and Rutherford, Brown & Catherwood, LLC. Steven is currently a registered representative of Cetera Investment Advisers LLC. Steven's areas of expertise include financial planning, pension consulting and portfolio management for individuals and businesses. Steven holds the Series 6, 7, 63 and 65 licenses. Steven is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/21/2024 - Present
Cetera Investment Advisers LLC (WAYNE PA)
PA
12/11/2008 - 10/03/2016
INVESTORS CAPITAL CORP. (HORSHAM PA)
PA
01/23/2008 - 09/02/2008
RUTHERFORD, BROWN & CATHERWOOD, LLC (WAYNE PA)
PA
04/26/1999 - 07/16/2007
WHARTON EQUITY CORPORATION (WAYNE PA)
IA
Issued 5/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 4/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Zimmerman is the right advisor for you? Invested Better is here to help.
