Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Winter is a financial advisor with over 30 years of experience in the industry. Steven has been registered with Morgan Stanley since 2009, and has also held previous positions at firms such as Citigroup Global Markets Inc. and American Express Financial Advisors Inc. Steven is licensed to provide investment advice in multiple states, including Wisconsin, Illinois, Texas, and others. Steven holds multiple FINRA licenses including Series 63, Series 65, and Series 7. Steven offers a variety of financial services, including portfolio management, financial planning, pension consulting, educational seminars, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
04/25/2016 - Present
Morgan Stanley (Waukesha WI)
IL
05/26/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BARRINGTON IL)
MN
08/30/1991 - 02/12/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/30/1991 - 02/12/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
10/26/1990 - 02/10/1992
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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