Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Watkins is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Frisco, Texas. Steven has been in the financial services industry since 1997 and has held various positions with Avantax Investment Services, Inc., SWS Financial Services and H.D. Vest Investment Securities, Inc.. Steven has a Series 7, Series 24, and Series 63 license. Steven has been registered with the state of Texas since 2020. Steven has a passion for helping clients reach their financial goals. Steven has a strong understanding of the financial markets and can provide customized financial advice to individuals, families, and businesses. Steven is committed to providing excellent customer service and building long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/06/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
06/27/2002 - 02/24/2020
AVANTAX INVESTMENT SERVICES, INC. (Irving TX)
TX
01/16/2001 - 04/19/2002
SWS FINANCIAL SERVICES (DALLAS TX)
TX
04/07/1997 - 11/30/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 04/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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