linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Michael Stack

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Michael Stack

Steven Michael Stack is a financial advisor with Neuberger Berman BD LLC. Steven has been in the financial services industry since 2000. Steven is registered with the state of Illinois and New York. Steven's previous experience includes working with Guggenheim Funds Distributors, LLC, Guggenheim Distributors, LLC, UBS Financial Services Inc., Banc of America Securities LLC and TD Waterhouse Investor Services, Inc. Steven holds a Series 63, Series 66, Series 7, Series 31 and SIE licenses. Steven specializes in working with individuals and other investment advisors.

Firm Information

Steven Stack is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Stack’s Registration & Firm History

IL

03/20/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

03/03/2014 - 06/21/2018

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (chicago IL)

IL

06/18/2013 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (LISLE IL)

IL

06/03/2013 - 06/17/2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)

IL

09/12/2002 - 05/28/2013

UBS FINANCIAL SERVICES INC. (CHICAGO IL)

NY

10/16/2000 - 07/22/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NE

07/18/2000 - 10/11/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

Not sure if Steven Michael Stack is right for you?

Licenses & Designations

BOTH

Issued 01/27/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2018

Series 31 - Futures Managed Funds Examination

BC

Issued 07/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Michael Stack.
Not sure if Steven Michael Stack is right for you?