Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Smith is a financial advisor currently registered with American Enterprise Investment Services Inc. in Charlotte, NC. Steven has been in the industry since 2022. Steven has Series 7, Series 63, and Series 57TO licenses. Prior to joining American Enterprise Investment Services Inc., Steven worked with Ameriprise Financial Services, LLC in Minneapolis, MN. Steven also has an active registration in Minnesota and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/27/2024 - Present
American Enterprise Investment Services Inc. (Charlotte NC)
MN
06/10/2022 - 08/27/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
BC
Issued 07/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 57TO - Securities Trader Exam
BC
Issued 06/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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