linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Michael Roy

Caitlin John

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Michael Roy

Steven Roy is an Investment Advisor Representative with Caitlin John, LLC., in Brighton, Michigan. Steven is a registered Investment Advisor Representative in both Michigan and Florida. He is also licensed in Michigan as a Securities Agent. Steven has worked in the financial services industry since 2002 and has a strong background in financial planning, portfolio management, and investment advice. He is committed to providing his clients with personalized financial solutions to help them achieve their financial goals. Steven has experience working with a variety of clients, including individuals, families, and businesses.

Firm Information

Steven Roy is currently registered with Caitlin John. Caitlin John is a Registered Investment Advisor based in Brighton, Michigan. The firm has 21 investment advisor representatives and manages approximately $143,336,224 in regulatory assets under management. The firm provides financial planning, portfolio management for individuals, educational seminars, and selection of other advisers. Caitlin John caters to high-net-worth individuals and individuals other than high-net-worth.
Caitlin John

1024 E. GRAND RIVER AVE

BRIGHTON, MI 48116

$143.34M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Roy’s Registration & Firm History

MI

08/22/2016 - Present

Caitlin John (BRIGHTON MI)

MI

09/01/2010 - 08/22/2016

FOUNDERS FINANCIAL SECURITIES LLC (Grand Blanc MI)

MI

11/09/2007 - 06/30/2010

CFD INVESTMENTS, INC. (FLINT MI)

MI

11/19/2002 - 10/24/2007

QUESTAR CAPITAL CORPORATION (FLINT MI)

Not sure if Steven Michael Roy is right for you?

Licenses & Designations

IA

Issued 12/17/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Steven Michael Roy.
Not sure if Steven Michael Roy is right for you?