Unclaimed
Steven Michael Quinones is a registered representative with Northwestern Mutual Investment Services, LLC. Steven has a Series 7, Series 6, and Series 63 license. Steven has been in the industry since 2022 and has experience with Vanguard Marketing Corporation. Steven's previous experience includes working with clients in Pennsylvania. Steven is currently registered in California, Florida, New Jersey, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
10/30/2023 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
PA
02/24/2022 - 06/01/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 03/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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