Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Nussbaum has been in the financial industry since 1986. Currently, Steven Michael Nussbaum is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Steven Michael Nussbaum is active in 30 states for Broker-Dealer activities and 2 states for Investment Advisor activities. Steven Michael Nussbaum has passed the Series 63, Series 7, Series 3 and SIE exams. Previously, Steven Michael Nussbaum was registered with Advest, Inc., and Shearson Lehman Hutton Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/18/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
CT
11/14/1988 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
09/24/1986 - 11/28/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 12/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Nussbaum is the right advisor for you? Invested Better is here to help.
