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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nowland is a financial advisor with Stifel, Nicolaus & Company, Inc. with offices in Spokane, WA. Steven has been a registered representative in the securities industry since February 1993. Steven is a registered representative with Series 3, 7, 8, 63 and 65 licenses. Steven has worked with Morgan Stanley since June 2009. Steven is also registered with the following states: Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, Ohio, Oregon, South Dakota, Texas, Utah, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/24/2020 - Present
Stifel, Nicolaus & Company, Inc. (SPOKANE WA)
WA
06/01/2009 - 10/02/2020
MORGAN STANLEY (SPOKANE WA)
WA
12/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SPOKANE WA)
WA
08/12/2006 - 12/16/2008
UBS FINANCIAL SERVICES INC. (SPOKANE WA)
WA
09/03/1993 - 08/12/2006
PIPER JAFFRAY & CO. (SPOKANE WA)
NJ
02/01/1993 - 11/16/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1996
Series 3 - National Commodity Futures Examination
BC
Issued 01/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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