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Steven Michael Moore

CTC, LLC

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About Steven Michael Moore

Steven Michael Moore is a financial professional with over 12 years of experience in the industry. He has a Series 27 license and has been employed with CTC, LLC since March 28, 2011. Steven was previously employed with CTC XS, LLC from May 23, 2011 to December 12, 2013.

Firm Information

Steven Moore is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Moore’s Registration & Firm History

IL

03/28/2011 - Present

CTC, LLC (CHICAGO IL)

IL

05/23/2011 - 12/12/2013

CTC XS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/19/2011

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Steven Michael Moore.
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