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Steven Michael Majocha

Neuberger Berman BD LLC

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About Steven Michael Majocha

Steven Majocha is a financial advisor who has been active in the industry since May 2002. Steven has been registered with Neuberger Berman BD LLC since March 2007. Steven has a diverse background in the financial industry, having previously worked at Citigroup Global Markets Inc. and Neuberger Berman Management Inc. Steven holds a number of licenses, including Series 6, 7, 9, 10, 63, 87, and SIE. Steven is also a Chartered Financial Analyst.

Firm Information

Steven Majocha is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Majocha’s Registration & Firm History

NY

03/18/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/23/2005 - 03/19/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/06/2000 - 07/28/2003

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/12/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/03/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/04/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Michael Majocha.
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