Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Lichtman is a financial advisor with Oppenheimer & Co. Inc. Steven has been a financial advisor for over 20 years and has a strong track record of success. Steven specializes in providing financial advice to individuals, families, and businesses. Steven has a strong understanding of the financial markets and a commitment to providing his clients with personalized financial advice. Steven has a Series 7, Series 63, Series 86, and Series 87 license and has worked with several firms including JMP Securities LLC, Banc of America Securities LLC, Credit Suisse First Boston LLC, and Schroder & Co. Inc.. Steven is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/17/2010 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/15/2009 - 05/18/2010
JMP SECURITIES LLC (NEW YORK NY)
NY
04/08/2003 - 04/22/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/24/2000 - 04/09/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
10/14/1999 - 03/03/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/28/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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