Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Kampwerth is a financial advisor at Lion Street Financial, LLC in Austin, TX. Steven has been in the financial services industry since September 16, 1999 and has a strong background in providing investment advice and guidance. Steven has held several positions in the industry, including roles at Investcorp, Inc., NFP Advisor Services, LLC, ING Financial Partners, Inc., NFP Securities, Inc., Banc of America Investment Services, Inc., Farmers Financial Solutions, LLC, WM Funds Distributor, Inc., Investors Brokerage Services, Inc., The Avantus Group, Inc., NationsBanc Investments, Inc., NatCity Investments, Inc., and First of America Brokerage Service, Inc. Steven holds Series 6, 7, 63, and 65 licenses, and has expertise in providing a variety of financial services, including investment advisory services, securities brokerage services, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/27/2020 - Present
Lion Street Financial, LLC (AUSTIN TX)
AZ
02/03/2016 - 05/15/2020
INVESTACORP, INC. (PHOENIX AZ)
TX
02/06/2014 - 12/31/2015
NFP ADVISOR SERVICES, LLC (HOUSTON TX)
TX
06/05/2012 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (HOUSTON TX)
TX
10/28/2008 - 01/08/2010
NFP SECURITIES, INC. (HOUSTON TX)
MA
05/27/2005 - 09/04/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
08/23/2002 - 06/01/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
08/03/2001 - 06/24/2002
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
09/08/2000 - 05/03/2001
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IL
11/03/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
MA
04/02/1999 - 11/01/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
02/24/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
01/10/1999 - 04/12/1999
THE AVANTUS GROUP, INC. (AUSTIN TX)
MA
05/26/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
OH
05/20/1998 - 07/10/1998
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
06/13/1996 - 07/10/1998
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
BC
Issued 06/15/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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