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Steven Michael Henry

Citadel Securities LLC

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About Steven Michael Henry

Steven Michael Henry is a financial professional with over 10 years of experience in the financial services industry. Steven has held positions at Goldman Sachs & Co. LLC and currently works at Citadel Securities LLC, Citadel Clearing LLC, Palafox Trading LLC and Citadel Securities Institutional LLC. Steven has a strong background in operations and has passed the Series 27, Series 99 and SIE exams.

Firm Information

Steven Henry is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Henry’s Registration & Firm History

NY

02/14/2020 - Present

Citadel Securities LLC (NEW YORK NY)

NY

09/28/2012 - 01/07/2020

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/2020

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Michael Henry.
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