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Steven Michael Hecker

FIS Brokerage & Securities Services LLC

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About Steven Michael Hecker

Steven Michael Hecker is a financial professional with over 8 years of experience in the securities industry. Hecker is currently registered with FIS Brokerage & Securities Services LLC. Steven Michael Hecker holds the Series 99 and SIE licenses. Hecker's office is located in Bolingbrook, Illinois.

Firm Information

Steven Hecker is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Hecker’s Registration & Firm History

IL

03/25/2016 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Michael Hecker.
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