Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Goldberg is an investment advisor with over 30 years of experience in the financial services industry. Steven has a strong background in investment management and financial planning. He has a Series 7, Series 6, Series 63, Series 66, and Series 26 license. Steven is currently registered with Osaic Wealth, Inc. Steven has a proven track record of providing personalized investment advice to individuals, families, and businesses. Steven is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
01/24/2025 - Present
Osaic Wealth, Inc. (ELLICOTT CITY MD)
MD
05/26/2000 - 06/07/2018
SUNTRUST INVESTMENT SERVICES, INC. (NEW CARROLLTON MD)
VA
01/01/1997 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NA
09/23/1992 - 01/01/1997
CITIZENS BROKERAGE SERVICES, INC.
BOTH
Issued 12/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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