Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerstel is a financial professional with over 25 years of experience in the securities industry. Steven is currently registered with Truist Securities, Inc. in New York. Steven has held previous registrations with TD Securities (USA) LLC, The Concord Equity Group, LLC, First Montauk Securities Corp., LH Ross & Company, Inc., Gunnallen Financial, Inc, Cantone Research Inc., J.W. Barclay & Co., Inc., Monitor Investment Group, Inc., The Thornwater Company, L.P., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Steven holds a variety of licenses and designations, including Series 4, 7, 6, 24, 27, 52, 53, 55, 57, 63, 65, and 99. Steven has a demonstrated track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2023 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
09/03/2008 - 03/28/2023
TD SECURITIES (USA) LLC (NEW YORK NY)
NJ
09/19/2007 - 08/19/2008
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
10/29/2004 - 09/05/2007
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
06/28/2004 - 12/17/2004
LH ROSS & COMPANY, INC. (BOCA RATON FL)
NJ
10/18/2001 - 06/29/2004
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
04/15/2002 - 04/17/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NJ
02/01/2001 - 10/05/2001
CANTONE RESEARCH INC. (EATONTOWN NJ)
NJ
09/21/1998 - 01/26/2001
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NJ
03/25/1997 - 09/16/1998
CANTONE RESEARCH INC. (EATONTOWN NJ)
NA
04/01/1996 - 08/21/1996
MONITOR INVESTMENT GROUP, INC.
NY
03/28/1996 - 04/09/1996
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NY
03/27/1995 - 04/04/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/27/1995 - 04/04/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 03/22/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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