Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Fox is a financial advisor with Capital Client Group, Inc. based in Los Angeles, California. Steven has been in the industry since 2012 and is registered as a Broker Dealer and Investment Advisor. Steven is currently also a vice president for Capital Research & Management Company and a committee member of the PCS Portfolio Strategy Committee for Capital Group Private Client Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
06/10/2022 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
01/18/2012 - 11/12/2015
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 06/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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