Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dohm is a financial advisor with Avantax Investment Services, Inc., a firm that is not currently registered as an investment advisor. Steven has over 30 years of experience in the financial services industry. Steven is registered to provide securities-related services in California, Florida, Indiana, Michigan and Washington. Steven holds Series 6, SIE, and Series 63 licenses. Steven is a representative of Avantax Investment Services, Inc., which is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
01/13/1992 - Present
Avantax Investment Services, Inc. (TRAVERSE CITY MI)
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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