Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dinsmore is a financial advisor who is currently registered with Mufg Securities Americas Inc. Steven has been in the securities industry since 2003 and has held previous positions at DWS Distributors, Inc., Deutsche Bank Securities Inc., Commerz Markets LLC, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lazard Asset Management Securities LLC, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Citicorp Investment Services, Pruco Securities Corporation, and A.S. Goldmen & Co., Inc. Steven has passed a variety of securities exams, including the Series 7, Series 63, Series 10, Series 9, Series 23, Series 24, and the SIE. Steven is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/03/2018 - 05/20/2019
DWS DISTRIBUTORS, INC. (NEW YORK NY)
NY
10/13/2015 - 05/03/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/07/2015 - 09/01/2015
COMMERZ MARKETS LLC (NEW YORK NY)
NJ
09/06/2010 - 01/08/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/16/2007 - 07/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/27/2006 - 07/21/2006
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
01/12/2005 - 01/04/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
07/01/2003 - 12/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/29/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/27/1999 - 03/27/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/29/1998 - 04/16/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
06/30/1998 - 09/29/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/30/1996 - 02/21/1997
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
IA
Issued 04/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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