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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Dias is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. in Raynham, Massachusetts. Steven Michael Dias has been in the financial services industry since 1999 and is licensed to provide financial advice in the state of Massachusetts. Steven Michael Dias has experience with both individual and business clients. He is also a Certified Public Accountant, providing tax services as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
12/13/2022 - Present
Cambridge Investment Research Advisors, Inc. (Raynham MA)
MA
03/15/2012 - 12/09/2022
CANTELLA & CO., INC. (RAYNHAM MA)
MA
02/08/2012 - 03/26/2012
LPL FINANCIAL LLC (RAYNHAM MA)
MA
05/15/2009 - 12/03/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (RAYNHAM MA)
MA
01/13/2006 - 05/21/2009
U.S. WEALTH ADVISORS, LLC. (BRAINTREE MA)
MA
10/31/2005 - 12/31/2005
AIG FINANCIAL ADVISORS, INC. (RAYNHAM MA)
AZ
12/11/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
FL
02/10/1999 - 12/12/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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