Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Delarosa is a financial advisor with over 25 years of experience in the industry. He is currently registered with Chickasaw Capital Management, LLC, a firm based in Memphis, TN. Steven has a diverse background in the financial industry, with previous positions at companies such as Legg Mason Investor Services, LLC, Legg Mason Wood Walker, Incorporated, and Princor Financial Services Corporation. He holds several industry certifications, including the Series 6, 7, 24, and 63 licenses. He is also a CFA charter holder. Steven specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/16/2022 - Present
Chickasaw Capital Management, LLC (MEMPHIS TN)
ME
09/04/2014 - 12/12/2014
IMST DISTRIBUTORS, LLC (PORTLAND ME)
TX
01/20/2011 - 10/08/2012
NEXBANK SECURITIES INC (DALLAS TX)
CA
12/01/2005 - 06/08/2009
LEGG MASON INVESTOR SERVICES, LLC (PASADENA CA)
MD
09/30/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
08/11/2001 - 09/30/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
CA
08/21/1998 - 08/11/2001
ARROYO SECO, INC. (PASADENA CA)
IA
12/20/1994 - 10/22/1996
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
11/20/1989 - 07/17/1991
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 12/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Delarosa is the right advisor for you? Invested Better is here to help.
