Unclaimed
Steven Michael Dark is a financial advisor associated with MML Investors Services, LLC, a Registered Investment Advisor located in Santa Monica, CA. Steven has been active in the industry since February 1998. Steven holds licenses for Series 6, Series 63 and SIE exams and is registered with the state of California. Steven's current employment began on May 21, 2024. Steven has a diverse background in the industry and has been previously associated with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/21/2024 - Present
MML Investors Services, LLC (Santa Monica CA)
CA
02/10/2014 - 07/11/2023
MML INVESTORS SERVICES, LLC (Santa Monica CA)
CA
03/24/1997 - 01/15/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
WI
03/24/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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