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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Conn is a financial advisor with Wells Fargo Clearing Services, LLC, who has been in the industry since May 1, 1994. Conn is registered with the Securities and Exchange Commission and is licensed to provide investment advice in 25 states, including Colorado, Texas, and California. Conn's previous firm was A. G. Edwards & Sons, Inc. where they worked from May 2, 1994 to January 3, 2008. Conn has expertise in a variety of investment areas, including investment counseling for both individuals and businesses, pension consulting, and financial planning. Conn holds the Series 66, Series 63, Series 7, and the SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/29/2014 - Present
Wells Fargo Clearing Services, LLC (LAKEWOOD CO)
CO
05/02/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAKEWOOD CO)
BOTH
Issued 06/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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