Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cohen is an investment advisor representative with Rockefeller Financial LLC, based in New York, NY. Steven has been working in the financial industry since 2014. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Steven also holds a Series 7, 55, 63 and 65 licenses. Steven specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Steven is also a director of The Play On Foundation, a public foundation helping children through sports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/29/2021 - Present
Rockefeller Financial LLC (New York NY)
NY
06/08/2015 - 11/25/2019
MORGAN STANLEY (NEW YORK NY)
NY
12/17/2013 - 01/08/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 07/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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