Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Chmara is a financial advisor who has been active in the industry since February 2, 1995. Steven is currently registered with Stifel, Nicolaus & Company, Inc. and previously worked at UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Salomon Smith Barney Inc. Steven has a Series 7, Series 3, Series 63, Series 65 and SIE license. Steven specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/21/2017 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
09/12/2003 - 01/31/2011
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
MO
07/01/2003 - 09/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/25/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/14/1995 - 07/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
01/30/1995 - 03/09/1995
KENSINGTON SECURITIES, INC. (ALISO VIEJO CA)
IA
Issued 04/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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