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Steven Michael Caparco

Allstate Financial Services, LLC

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About Steven Michael Caparco

Steven Caparco is a financial advisor with Allstate Financial Services, LLC, located in Liverpool, New York. Steven has been in the financial services industry since September 25, 2011. Steven has a Series 6, Series 7TO, and SIE license. He is registered in New York. Previously, Steven was employed by MML INVESTORS SERVICES, LLC in Syracuse, New York.

Firm Information

Steven Caparco is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Caparco’s Registration & Firm History

NY

03/30/2017 - Present

Allstate Financial Services, LLC (Liverpool NY)

NY

08/02/2011 - 02/03/2017

MML INVESTORS SERVICES, LLC (SYRACUSE NY)

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Licenses & Designations

BC

Issued 09/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Steven Michael Caparco. Review regulatory record here.
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