Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cannatella is a financial advisor with Principal Securities, Inc. Steven is a registered Investment Advisor Representative and General Securities Representative with over 30 years of experience in the financial services industry. Steven has a strong background in providing investment advice to individuals and families. Steven is also a Registered Principal with Principal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
07/10/2012 - Present
Principal Securities, Inc. (DANVILLE CA)
CA
10/12/2011 - 07/03/2012
NYLIFE SECURITIES LLC (SAN RAMON CA)
CA
04/30/2007 - 09/28/2011
AXA ADVISORS, LLC (WALNUT CREEK CA)
CA
04/10/2003 - 05/14/2007
1717 CAPITAL MANAGEMENT COMPANY (WALNUT CREEK CA)
MA
07/22/1982 - 03/28/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/22/1982 - 03/28/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/22/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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