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Steven Michael Brown

Houlihan Lokey Capital, Inc.

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About Steven Michael Brown

Steven Michael Brown is a financial professional with Houlihan Lokey Capital, Inc. He is a registered representative in Texas. Steven has a Series 63, Series 79TO, and SIE license. Steven's areas of expertise include Investment Banking.

Firm Information

Steven Brown is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Brown’s Registration & Firm History

TX

01/25/2022 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 02/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Michael Brown.
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