Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Michael Blume is a financial advisor with Charles Schwab & Co., Inc. located in Prior Lake, MN. Steven has been working in the financial services industry since August 1999. Steven has been with Charles Schwab since June 2022. Prior to Charles Schwab, Steven worked at U.S. Bancorp Investments, Inc., LPL Financial LLC, Wealth Enhancement Brokerage Services, LLC, RBC Capital Markets, LLC, Russell Financial Services, Inc., and Dain Rauscher Incorporated. Steven is registered with FINRA, and holds the following licenses: Series 7, Series 63, Series 65, and Series 24. Steven is also a board member for BestPrep.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MN
08/14/2022 - Present
Charles Schwab & CO., Inc. (Prior Lake MN)
MN
02/06/2020 - 10/29/2021
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
MN
08/22/2018 - 04/12/2019
LPL FINANCIAL LLC (PLYMOUTH MN)
MN
09/04/2018 - 03/19/2019
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
10/02/2013 - 07/18/2018
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
WA
12/16/2010 - 04/01/2013
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
MN
03/02/1998 - 12/17/2010
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
NA
02/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
04/28/1992 - 12/23/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/28/1992 - 12/23/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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